Decree 13/2019/ND-CP regulating science and technology enterprises

DECREE

ABOUT SCIENCE AND TECHNOLOGY ENTERPRISE

Pursuant to the Law on Organization of the Government dated April 30, 2013, 19 year of 6;

Pursuant to the June 18, 6 Law on Science and Technology;

Pursuant to the Enterprise Law dated 26 month 11 year 2014;

Pursuant to the Investment Law dated 26 month 11 year 2014;

Pursuant to the November 29, 11 Land Law;

At the proposal of the Minister of Science and Technology;

The Government promulgates the Decree on science and technology enterprises.

Chapter I

GENERAL RULES #

Article 1. Scope of adjustment and subject of application

1. Adjustment range

This Decree details and guides the implementation of Article 58 of the Law on Science and Technology related to science and technology enterprises.

2. Subjects of application

This Decree applies to the following subjects:

a) Enterprises established and operating in accordance with Vietnamese law and performing production, business and services from scientific and technological results;

b) Other organizations and individuals involved in the certification of science and technology enterprises and implementation of the State's preferential policies and support for science and technology enterprises.

Article 2. Explain words

In this Decree, the terms below are construed as follows:

1. Products formed from scientific and technological results (including: post-incubation technologies, goods, services and other forms) as a result of the process of production or provision of services based on the application, application or development of scientific and technological results.

2. Land for construction of scientific research facilities of science and technology enterprises is land for construction of laboratories, land for construction of technology incubators and science and technology enterprise incubators, and construction land. experimental facilities, land to build experimental production facilities.

Article 3. Scientific and technological results

1. Results of performing scientific and technological activities, results of performing scientific and technological tasks, and results of scientific research and technological development are hereinafter referred to as scientific and technological results. Science and technology results are the basis for consideration for granting certificates of science and technology enterprises.

2. Scientific and technological results can be expressed in one of the following forms:

a) Inventions, utility solutions, industrial designs, layout designs of semiconductor integrated circuits, plant varieties that have been granted protection titles in accordance with the provisions of the law on intellectual property or are recognized international registration under the provisions of international treaties to which Vietnam is a contracting party; computer programs that have been granted copyright registration certificates;

b) New livestock breeds, new plant varieties, new aquatic plant varieties, new forestry plant varieties, and technical advances already recognized by the Ministry of Agriculture and Rural Development;

c) The results of the performance of tasks, which have been awarded with science and technology awards, presided over by competent state agencies, coordinated with the awarding organization or agreed to the awarding organization. in accordance with the law on science and technology awards;

d) Scientific and technological results certified and recognized by competent authorities in accordance with law;

dd) The transferred technology is certified by a competent authority in accordance with law.

3. Enterprise implementation of new investment projects in the field of scientific research and technological development means the use of scientific and technological results by enterprises to implement new or replacement production and business projects. all existing technologies in production and business activities of the enterprise.

Article 4. Certificate of science and technology enterprise

1. The certificate of science and technology enterprise is the basis for the implementation of preferential and supportive policies for science and technology enterprises and takes effect nationwide.

2. The certificate of science and technology enterprise is concurrently a certificate of registration of scientific and technological activities.

3. The certificate of science and technology enterprise is the basis for applying investment incentives to science and technology enterprises.

Chapter II

CERTIFICATION OF SCIENCE AND TECHNOLOGY ENTERPRISE #

Article 5. Competence to grant, grant, change contents, re-issue, revoke and invalidate the Certificate of science and technology enterprise

1. The Department of Science and Technology where the enterprise's head office is located is the agency that receives the dossier and issues the Certificate of science and technology enterprise, except for the cases specified in Clause 2 of this Article.

2. Science and Technology Enterprise and Market Development Department, Ministry of Science and Technology is the agency assisting the Minister of Science and Technology in receiving dossiers and granting certificates of science and technology enterprises. In the following cases:

a) Scientific and technological results formed from special scientific and technological tasks; of importance to socio-economic development, national defense and security nationwide; play an important role in enhancing the national scientific and technological potential; solve scientific and technological problems related to many branches, fields, and regions, especially environment and health; information technology - telecommunications infrastructure;

b) Enterprises established from transformation of public science and technology organizations and registered for science and technology activities at the Ministry of Science and Technology;

c) The Department of Science and Technology has not yet met the technical conditions to evaluate science and technology results and requests in writing the Department of Market Development and Science and Technology Enterprises to consider and issue the Certificate of Enterprise. science and technology;

d) Enterprises that have branches, production and business establishments in the areas of many provinces and centrally run cities and have written requests to the Department of Market Development and Science and Technology Enterprises for issuance of certificates. science and technology enterprises.

3. In case an enterprise is granted a certificate of science and technology enterprise as prescribed in Clause 1 of this Article, the Department of Science and Technology is responsible for sending a copy of the Certificate to the Department of Market Development and the enterprise. science and technology industry and related agencies to implement preferential and support policies.

4. In case the enterprise is granted the Certificate of Science and Technology Enterprise as prescribed in Clause 2 of this Article, the Department of Market Development and Science and Technology Enterprise shall send a copy of the Certificate to the enterprise. Department of Science and Technology where the headquarter, independent accounting branch of science and technology enterprises. The Department of Science and Technology is responsible for sending a copy of the Certificate to relevant agencies to implement preferential and support policies.

5. The agency issuing the Certificate of Science and Technology Enterprise is competent to grant, change the contents, re-issue, revoke or cancel the validity of the Certificate of Science and Technology Enterprise.

Article 6. Conditions for granting the Certificate of Science and Technology Enterprise

1. An enterprise shall be granted a certificate of science and technology enterprise when it meets the following conditions:

a) Being established and operating under the Law on Enterprises;

b) Having the ability to create or apply scientific and technological results which are evaluated, appraised and recognized by a competent authority according to the provisions of Clause 2, Article 7 of this Decree;

c) Having a turnover from the production and trading of products formed from scientific and technological results reaching at least 30% of total revenue.

2. A newly established enterprise under 5 years old satisfying the conditions specified at Points a and b, Clause 1 of this Article shall be certified as a science and technology enterprise.

Article 7. Procedures and dossiers of application for certification of science and technology enterprises

1. Enterprises that satisfy the conditions specified in Article 6 of this Decree shall send 01 application for certification of science and technology enterprises to the competent authority as prescribed in Article 5 of this Decree. Applications can be submitted in person, by post or online.

2. An application for certification of a science and technology enterprise includes:

a) An application for certification of a science and technology enterprise is made according to Form No. 01 in the Appendix to this Decree;

b) A written certification and recognition of scientific and technological results by a competent authority (a copy to be presented with the original for comparison or a certified true copy), in one of the following documents:

- Diploma of protection of intellectual property rights;

- Decision on recognition of new plant varieties, new livestock breeds, new aquatic varieties, new forestry plant varieties, and technical advances;

Certificate of award for the performance of tasks that have won prizes in science and technology, chaired by competent state agencies, coordinated in organizing awarding or giving consent organizing the awarding of prizes;

- Decision on recognition of results of performance of scientific and technological tasks funded with the state budget or Certificate of registration of results of performance of scientific and technological tasks funded with the state budget; Certificate or certificate of appraisal of results of performing scientific and technological tasks without using the state budget;

– Certificate of registration of technology transfer;

- Other certifications and recognition documents with equivalent legal validity.

c) Plan for production and trading of products formed from scientific and technological results according to Form No. 02 in the Appendix to this Decree.

Article 8. Appraisal of dossiers and grant of certificates of science and technology enterprises

1. Within 03 working days from the date of receipt of the application for certification of a science and technology enterprise, the agency competent to issue the Certificate of a science and technology enterprise must reply. enterprise on the validity of the dossier, clearly stating the documents and contents to be amended and supplemented and the time limit for amendment and supplement if the dossier is not valid.

2. Within 10 working days from the date of receipt of valid dossiers, the agency competent to grant the Certificate of science and technology enterprise shall consider the grant or refusal to grant the Certificate of enterprise of science and technology. science and technology industry. The certificate of science and technology enterprise shall be issued according to Form No. 03 in the Appendix to this Decree.

In case the scientific and technological results are related to many branches and different branches and fields with complicated contents, it is necessary to invite experts or set up an advisory council to appraise and evaluate, and the time limit for granting the Certificate. science and technology enterprises within 15 working days from the date of receipt of valid dossiers.

3. In the case specified at Point c, Clause 2, Article 5 of this Decree, after receiving a complete and valid dossier, within 05 working days, the Department of Science and Technology is responsible for sending an official dispatch enclosed with all documents. Dossier of application for the Certificate of Science and Technology Enterprise of the enterprise to the Department of Market Development and Science and Technology Enterprise for issuance of the Certificate of Science and Technology Enterprise.

4. Within 05 working days from the date of issuance of the Certificate of Science and Technology Enterprise, the agency issuing the Certificate of Science and Technology Enterprise shall publish it on its electronic portal. related to the name, address and list of products formed from the scientific and technological results of that enterprise.

Article 9. Issuance of changes in contents and re-issuance of certificates of science and technology enterprises

1. Science and technology enterprises shall send 01 application for the grant of change of contents or re-grant of the Certificate of science and technology enterprise to the competent authority specified in Article 5 of this Decree in the following cases: the following cases:

a) Change of business registration information;

b) Supplementing the list of products formed from scientific and technological results;

c) The certificate of science and technology enterprise is lost, burned, torn, crushed or otherwise destroyed.

2. Dossier of application for change of contents or re-grant of the Certificate of Science and Technology Enterprise shall be sent directly, by post or online, including:

a) Request for issuance of change of contents or re-grant of the Certificate of science and technology enterprise using Form No. 04 in the Appendix to this Decree;

b) Documents proving the change of business registration information in case of change of business registration information;

c) Documents specified at Points b, c, Clause 2, Article 7 of this Decree, for the case of supplementing the list of products formed from scientific and technological results.

3. Within 05 working days from the date of receipt of a valid application, the competent authority shall consider the grant or refusal to grant change of contents, re-issue the Certificate of scientific enterprise and re-issue the Certificate of scientific enterprise. technology. In case of supplementing products formed from scientific and technological results, the time limit for granting changes in content of the Certificate of science and technology enterprise shall not exceed 10 working days from the date of receipt of a valid application.

Article 10. Revocation and invalidation of the Certificate of Science and Technology Enterprise

1. The competent authority specified in Article 5 of this Decree shall notify the enterprise and decide to revoke the Certificate of science and technology enterprise in the following cases:

a) Science and technology enterprises have their enterprise registration certificates revoked;

b) For 5 consecutive years, the revenue from the production and trading of products formed from scientific and technological results does not reach at least 30% of the total revenue of the science and technology enterprise in any year. turmeric; except for newly established enterprises within the first 5 years from the date of issuance of the Certificate of Science and Technology Enterprise;

c) Science and technology enterprises fail to comply with the reporting regime for 03 consecutive years as prescribed;

d) The certificate of science and technology enterprise is not issued according to the authority and order according to regulations.

In case the certificate of science and technology enterprise is revoked, the enterprise will not continue to enjoy preferential policies and support for science and technology enterprises.

2. The competent authority shall notify the enterprise of violations and decide to invalidate the Certificate of science and technology enterprise in the following cases:

a) There is an act of infringing upon the ownership or right to use the science and technology results declared in the application for certification of a science and technology enterprise;

b) There is an act of falsifying the contents of the application file for certification of a science and technology enterprise.

In case of invalidation of the certificate of science and technology enterprise, the enterprise shall have all the funds and other benefits already enjoyed and be handled according to the provisions of law.

3. Agencies competent to revoke or invalidate certificates of science and technology enterprises shall send written notices to relevant agencies in the implementation of preferential and support policies for enterprises. science and technology and publicize the revocation and invalidation of the Certificate of science and technology enterprise on the agency's portal for a period of at least 30 working days from the date of issuance of the decision on collection of science and technology. revoke or invalidate the Certificate of Science and Technology Enterprise.

Article 11. Funds for the appraisal of dossiers for grant, grant of change of contents, re-issuance, revocation and invalidation of the Certificate of science and technology enterprise

1. Funds for the appraisal of dossiers for grant, issuance, change of contents, re-issuance, revocation and invalidation of science and technology enterprise certificates shall be covered by the state budget.

2. Expenditure content and level of expenditure shall comply with current regulations of law on pre-acceptance test of scientific and technological tasks at ministerial or provincial level.

Chapter III

PRIORITY POLICY, SUPPORT #

Article 12. Enterprise income tax exemption and reduction

1. Incomes of science and technology enterprises from production and trading activities of products formed from scientific and technological results are entitled to the same incentives for exemption and reduction of corporate income tax as enterprises do. New investment projects in the field of scientific research and technological development, specifically: 04 years of tax exemption and 50% reduction of payable tax amounts for the next 09 years.

2. Revenue and income from production and business activities of products formed from scientific and technological results as prescribed in Clause 1, Article 2 of this Decree. Revenue and income generated from services with the application of scientific and technological results in the field of information technology must be revenue and income from new services.

3. Science and technology enterprises are not entitled to corporate income tax exemption or reduction incentives for the fiscal year that fail to satisfy the conditions for revenue of products formed from scientific and technological results reaching the rate at least 30% of the total revenue of the enterprise.

4. Conditions and procedures for enterprise income tax incentives shall comply with the law on corporate income tax and tax administration.

Article 13. Exemption and reduction of land and water surface rents

1. Science and technology enterprises are entitled to land rent and water surface rent exemption or reduction in accordance with the land law.

2. The Department of Science and Technology is responsible for coordinating with the agency receiving the land user's application as prescribed in Article 60 of Decree No. 43/2014/ND-CP dated May 15, 5 of the Government. when determining the area of ​​land exempted or reduced for scientific and technological purposes. Procedures and dossiers of request for exemption or reduction of land rent or water surface rent shall comply with the provisions of law on land rent and tax administration.

Article 14. Credit incentives for science and technology enterprises conducting scientific research, technological development and production and business activities

1. Investment projects on production of products formed from scientific and technological results of science and technology enterprises may borrow investment credit capital from the State in accordance with current law.

2. Science and technology enterprises perform scientific and technological tasks, apply science and technology results, manufacture and trade products formed from scientific and technological results which are awarded by the Fund for Innovation. National technological innovation fund, Science and technology development fund of ministries, ministerial-level agencies, Governmental agencies, provinces and centrally-run cities finance and lend at preferential interest rates, and support interest rates. loan interest rate and guarantee to borrow capital.

a) For science and technology enterprises whose assets are mortgaged according to the provisions of law, the National Technology Innovation Fund, the Science and Technology Development Fund of ministries, ministerial-level agencies or agencies Governmental agencies, provinces and centrally run cities provide loans with preferential interest rates or provide loan interest support up to 50% of the loan interest rates at commercial banks providing loans;

b) For science and technology enterprises that have feasible science and technology projects funded by the National Technology Innovation Fund, the Science and Technology Development Fund of ministries, ministerial-level agencies or Governmental agencies; Governments, provinces and centrally run cities provide loans with preferential interest rates or guarantee loans at commercial banks.

3. The National Technological Innovation Funds, Science and Technology Development Funds of ministries, ministerial-level agencies, agencies attached to the Government, provinces and centrally run cities shall have to prescribe the lending regulations. , support loan interest rates, guarantee for loans, ensure favorable access for science and technology enterprises.

4. Science and technology enterprises that meet the support criteria of the Credit Guarantee Fund for Small and Medium Enterprises shall be considered and granted credit guarantees by the Fund to borrow capital at lending institutions in accordance with the provisions of the law. the law.

Article 15. The assignment of property of scientific and technological results formed from scientific and technological tasks using state capital

The assignment of properties of scientific and technological results formed from scientific and technological tasks using state capital to science and technology enterprises shall comply with the Government's regulations on the management and use of such resources. assets are formed through the implementation of scientific and technological tasks using state capital.

Article 16. Support for research activities and commercialization of scientific and technological results

1. Science and technology enterprises are entitled to export tax and import tax incentives for scientific research, technological development, production and business activities in accordance with the law on export tax. import duties and taxes.

2. Science and technology enterprises are prioritized, and do not charge service fees when using machinery and equipment at key national laboratories, technology incubators, business incubators, and institutions. State-owned scientific and technological research institutes to carry out scientific research and technological development activities, technology incubation, trial production of new products, and science and technology business incubation. In case of incurring costs for purchasing raw materials to carry out research activities, the enterprise shall pay the expenses incurred for key national laboratories, technology incubators, business incubators, etc. State-owned enterprises, scientific and technological research establishments.

3. Science and technology enterprises may use their science and technology development funds and other lawful mobilized sources to commercialize scientific and technological results.

Science and technology enterprises are given priority to participate in projects supporting the commercialization of scientific and technological results and intellectual property of the State. The specific content and level of support comply with the State's regulations on projects to support commercialization of scientific and technological results, and intellectual property.

4. Science and technology enterprises are exempt from registration fees when registering land use rights and house ownership rights in accordance with the law on registration fees.

5. Ministries and ministerial-level agencies shall give priority to the formulation of national technical regulations for products formed from scientific and technological results of science and technology enterprises, in case products are on the list of products. Group 2 products without corresponding technical regulations.

Article 17. Support and encouragement of technology application and innovation

1. Science and technology enterprises that invest in physical and technical foundations for technology decoding activities are facilitated by the National Technology Innovation Fund to provide capital support, loan guarantees, and interest support. maximum loan interest rate 50% of the loan interest rate at the lending commercial bank.

2. Science and technology enterprises with projects participating in industry clusters or value chains are considered for loans by the Small and Medium Enterprises Development Fund in accordance with current law.

3. Science and technology enterprises invest by themselves in scientific research and technological development, after the results are transferred, effectively applied in practice, and approved by the state management agency in charge of science and technology. recognized technology will receive financial support from the state budget; In case the results are important for socio-economic development and national defense and security, the State will consider purchasing such results.

4. Science and technology enterprises are prioritized by competent authorities in establishing intellectual property rights, recognizing and registering circulation of products formed from scientific and technological results for development new product.

5. Science and technology enterprises with achievements in science and technology activities and commercialization of products formed from scientific and technological results shall be honored and commended.

Chapter IV

ORGANIZATION OF IMPLEMENTATION #

Article 18. Responsibilities of science and technology enterprises

1. Enterprises are responsible before law for the legality of owning and using scientific and technological results to create products and the production and trading of such products.

2. Every year, enterprises shall provide timely, complete and accurate information and documents on the production and trading of products formed from scientific and technological results to the local Department of Science and Technology. direction.

Article 19. Responsibilities of the Ministry of Science and Technology

1. To assume the prime responsibility for, and coordinate with relevant agencies in, guiding and organizing the implementation of this Decree.

2. To assume the prime responsibility for, and coordinate with relevant agencies in, propagating and disseminating policies on development of science and technology enterprises; programs and projects to support the development of science and technology enterprises; organize the honor and commendation of science and technology enterprises according to regulations.

3. Organize the inspection, examination, supervision and handling of violations in the grant of the Certificate of science and technology enterprises and the operation of science and technology enterprises within the scope of their management. themselves in accordance with the law; decide on the recovery of capital and assets assigned by the State when the science and technology enterprise fails to produce and trade in the products mentioned in the application for certification of a science and technology enterprise or operation. ineffective or illegal action.

4. Take responsibility before the Government and Prime Minister for urging and inspecting the implementation of this Decree; act as the focal point to solve problems arising during the implementation of the Decree and report to the Prime Minister for settlement of problems beyond its competence; annually evaluate and draw experience on the implementation of the Decree.

The Science and Technology Enterprise and Market Development Department is an agency under the Ministry of Science and Technology, responsible for assisting the Minister of Science and Technology in performing the state management function of supporting business development. science and technology industry.

Article 20. Responsibilities of the Ministry of Finance

1. Direct and guide local tax authorities and finance agencies to give incentives to science and technology enterprises as prescribed in Chapter III of this Decree.

2. To recommend and propose to competent agencies on solutions to remove obstacles in the process of implementing policies on incentives and support for science and technology enterprises.

Article 21. Responsibilities of ministries and branches

1. Ministries and ministerial-level agencies shall give priority to the formulation of national technical regulations to meet the requirements of science and technology enterprise development.

2. Direct the Small and Medium Enterprise Development Fund and the Science and Technology Development Fund of ministries and branches to support science and technology enterprises according to the provisions of Articles 14, 16 and 17 of the Decree this.

Article 22. Responsibilities of the Vietnam Development Bank

1. Organize the implementation of investment credit policies for science and technology enterprises in accordance with law.

2. Proposing to competent authorities to solve problems and difficulties in the process of implementing credit preferential policies for science and technology enterprises.

Article 23. Responsibilities of People's Committees of provinces and centrally run cities

1. To promulgate programs and plans on development of science and technology enterprises for each period and allocate funds for implementation.

2. Direct the Department of Science and Technology to publicly announce the process, procedures, and forms for registration of science and technology enterprise certification on the agency's website; annually, report in writing on the status of registration for certification of science and technology enterprises and the results of production and business activities of the local science and technology enterprises to the Department of Market Development and science and technology enterprises before December 15.

3. Direct relevant departments, branches, science and technology development funds of provinces and centrally run cities (if any) to implement preferential and support policies for science and technology enterprises , enterprises implementing new investment projects in the field of scientific research and technological development specified in this Decree.

4. Priority is given to leasing land and infrastructure at the lowest price as prescribed; arrange land fund for science and technology enterprises within the province or centrally run city when formulating local master plans and plans on land use.

Chapter V

TERMS ENFORCEMENT #

Article 24. Transitional provisions

1. Enterprises granted certificates of science and technology enterprises are still enjoying incentives and supports, even in cases where enterprises have been granted certificates but have not yet enjoyed incentives as prescribed by law. legal documents before the effective date of this Decree, they will continue to enjoy incentives and support for the remaining time as prescribed in those documents; in case enterprises satisfy the provisions of Chapter III of this Decree, they may choose the incentives they are currently enjoying or the incentives specified in this Decree for the remaining time.

2. The determination of the remaining time for enjoying incentives shall be counted continuously from the date of commencement of the implementation of incentives for science and technology enterprises according to the provisions of legal documents promulgated before the date of this Decree. This provision comes into force.

Article 25. Enforcement

1. This Decree takes effect from March 20, 3.

2. Decree No. 80/2007/ND-CP dated May 19, 5 of the Government on science and technology enterprises; Decree No. 2007/96/ND-CP dated September 2010, 20 of the Government amending and supplementing a number of articles of the Government's Decree No. 9/2010/ND-CP dated September 115, 2005 regulating the basic autonomy and self-responsibility of public science and technology organizations and Decree No. 05/9/ND-CP dated May 2005, 80 of the Government on science and technology enterprises; Article 2007 of Decree No. 19/5/ND-CP dated October 2007, 20 of the Government providing for investment and financial mechanism for scientific and technological activities expires from the date this Decree comes into force. effect.

Article 26. Responsible for implementing

The ministers, the heads of the ministerial-level agencies, the heads of the agencies attached to the Government, the presidents of the People's Committees of the provinces and centrally-run cities and the heads of the relevant agencies and organizations shall be responsible for the implementation of the exam. implementation of this Decree./

APPENDIX

(Attached to the Decree No. XNXX / 13 / ND-CP dated 2019 month 01X year 02 of the Government)

Sample number 01

SOCIAL REPUBLIC OF VIETNAM
Independence - Freedom - Happiness
-----

APPLICATION FOR CERTIFICATE OF SCIENCE AND TECHNOLOGY ENTERPRISE

Dear:………………………………………………..

1. Business name:

– Enterprise name written in Vietnamese: …………………………………………………….

– Name of enterprise written in foreign language (if any): ……………………………………………………

– Abbreviated business name (if any): ……………………………………………………

2. Head office:

- Address: ……………………………………………………………………………………………

- Telephone: Fax: ………………………………………………

- Email: ……………………………………………………………………………………………..

– Website: ………………………………………………………………………………………………..

3. Legal representative of the enterprise:

– Full name: ……………………….. Position: ……………………………………………………

– Identity card number/citizen identification card number: ……………… do……………………. issue date … month … year ……………………

- Phone: ……………………………. Email: …………………………………………………

- Permanent residence: …………………………………………………………………………….

- Current accommodation: ………………………………………………………………………………….

4. Certificate of enterprise registration:

– Number …… date…. month ..... year …………, issued by ………….

- Type of business: …………………………………………………………………………

5. Scientific and technological results:

– Name of the result: ………………………………………………………………………………………………

– Financial origin: …………………………………………………….

– Origin of formation (self-research/receipt of transfer): …………………….

- Field ……………………………………………………………………………………………

6. List of products formed from scientific and technological results: ……………………..

............................................................................................................

7. Ratio of revenue from the production and trading of products formed from scientific and technological results to the total revenue of the enterprise: ……………………..

8. Commitment part: I certify that the above statements are true and take full responsibility before the management agencies for the contents declared in the application file for the Certificate of Science and Technology Enterprise.

Sample number 02

SOCIAL REPUBLIC OF VIETNAM
Independence - Freedom - Happiness
-----

PRODUCTION AND BUSINESS PLAN FOR PRODUCTS FROM SCIENCE AND TECHNOLOGY RESULTS

Dear:……………………………………

1. General information:

- Company's name: ………………………………………………………………………………

- Address: ……………………………………………………………………………………………

- Phone: ……………………………………………………………………………………….

- Business: ……………………………………………………………………….

– Organizational structure of the enterprise: …………………………………………………….

2. Information on scientific and technological results:

– Name of scientific and technological results: ……………………………………………………

- Field ………………………………………………………………………………………….

– Financial origin: …………………………………………………….

– Origin of formation (self-study/transferred): ………………..

3. List of products formed from scientific and technological results: ……………………

.....................................................................................................................

4. Conditions to ensure the performance of scientific and technological tasks and production and business activities of enterprises:

a) Conditions on human resources for science and technology activities:

– List of human resources/experts in scientific and technological activities of the enterprise (specify educational qualifications) ……………………………………………………. ……

– List of organizations, institutes and schools that have affiliated scientific and technological activities with enterprises (if any): …………………… …

b) Conditions on technical infrastructure:

- List of land, factories, warehouses or plans to link or rent factories and warehouses to serve the business's activities: ………………………………………….

– List of equipment, machinery or plans to link and rent equipment and machinery for the operation of the enterprise ……………………………………………………. ….

5. Ratio of revenue from the production and trading of products formed from scientific and technological results to the total revenue of the enterprise (for enterprises specified in Clause 1, Article 6 of this Decree):

– Revenue from the production and trading of products formed from scientific and technological results: ……………………………………………………………………………………………… ……………………

– Total revenue of the enterprise: ……………………………………………………

– Ratio of revenue from the production and trading of products formed from scientific and technological results/total revenue: …%

6. In the case of technology transferred by the receiving enterprise, the enterprise shall explain one of the following contents:

a) Receiving and applying science and technology results that have been transferred into the production and business process ..................................................................................... …………

b) Improving, developing technology or improving, developing products ……………………

Sample number 03

CERTIFICATE

SCIENCE AND TECHNOLOGY ENTERPRISE

Number: …………./DNKHCN

First level: date…. May …

Level changed/re-issued for the second time…: date… month… year….

Company's name: ……………………………………………………………………………….

Business name in foreign language (if any): ……………………………………………………

Abbreviated business name (if any): …………………………………………………….

Certificate of business registration: number …… date …… month ……. five……………

Head office address: ………………………………………………………………………………………………

Phone: ……………………………………. Fax: …………………………………………………….

List of products formed from scientific and technological results:

Sample number 04

SOCIAL REPUBLIC OF VIETNAM
Independence - Freedom - Happiness
-----

APPLICATION FOR CHANGE OF CONTENTS/RE-GRADUATE CERTIFICATE OF SCIENCE AND TECHNOLOGY ENTERPRISE

Dear:………………………………………..

I. CORPORATE INFORMATION

1. Business name:

– Enterprise name written in Vietnamese: …………………………………………………….

– Name of enterprise written in foreign language (if any): ……………………………………………………

– Abbreviated business name (if any): ……………………………………………………

2. Head office:

- Address: …………………………………………………………………………………………….

- Phone: ……………………………………. Fax: ……………………………………………………

- Email: ………………………………………………………………………………………………

– Website: ………………………………………………………………………………………………

3. Legal representative of the enterprise:

- First and last name:………………………………………. Position: ……………………………………..

– Identity card number/citizen identification card number: ……………… by …………. issue date … month … year ……………………

– Phone: …………………….. Email: ……………………

- Permanent residence: ……………………………………………………………………………..

- Current accommodation: …………………………………………………………………………………..

4. Certificate of enterprise registration:

– Number …… date ……. month ……. year ……., issued by ………….

- Type of business: …………………………………………………………………………

5. Certificate of science and technology enterprise of the enterprise:

– First issue number:…………..date ……………………………………….

– Re-issuance for the second time …………………… date ……………………………………………………

II. ENTERPRISE PROPOSED FOR CHANGE OF THE CONTENT OF CERTIFICATE OF SCIENCE AND TECHNOLOGY ENTERPRISE

1. Reason for changing the content of the Certificate of Science and Technology Enterprise:………….

………………………………………………………………………………………………………………………………………………………..

2. The enterprise requests to change the following contents on the Certificate of science and technology enterprise:

......................................................................................................................

......................................................................................................................

3. In case a science and technology enterprise adds products formed from scientific and technological results, the enterprise shall declare the following contents:

a) Scientific and technological results (if any):

– Name of the result: ………………………………………………………………………………………………

– Financial origin: …………………………………………………….

– Origin of formation (self-research/receipt of transfer): ……………………………………………………

- Field: ………………………………………………………………………………………….

b) List of products formed from scientific and technological results that need to be added: …………………………………………………………………………………… ………….

III. ENTERPRISE PROPOSED FOR RE-GRADING CERTIFICATE OF SCIENCE AND TECHNOLOGY ENTERPRISE

Reason for applying for re-issuance of the Certificate of Science and Technology Enterprise: ……………………

............................................................................................................

Our enterprise hereby assures that the above statements are true and is fully responsible for the contents declared in the application file for change of content/re-issuance of the Certificate of Science and Technology Enterprise.